Arohana Legal

POSH Compliance Checklist for Indian Businesses

A comprehensive checklist on POSH compliance created by Arohana Legal

Ensuring a safe and respectful workplace is both an ethical duty and a legal requirement for businesses operating in India. The Prevention of Sexual Harassment (POSH) Act, formally known as the Sexual Harassment of Women at Workplace (Prevention, Prohibition and Redressal) Act, 2013, mandates strict guidelines to prevent and address sexual harassment in the workplace. This comprehensive checklist aims to help Indian businesses navigate the complexities of the POSH Act and implement effective compliance measures.

Introduction: The Importance of POSH Compliance

Sexual harassment at the workplace not only violates fundamental rights but also undermines the integrity and productivity of an organization. Compliance with the POSH Act is crucial to:

  • Protect Employees: Ensure the safety and dignity of all employees, fostering a positive work environment.
  • Legal Compliance: Avoid legal penalties and ramifications associated with non-compliance.
  • Maintain Reputation: Uphold the organization’s reputation and prevent damage from potential scandals.
  • Enhance Productivity: Boost employee morale and productivity by promoting a respectful workplace culture.

Understanding the POSH Act

The POSH Act requires organizations with 10 or more employees to implement measures to prevent, prohibit, and redress instances of sexual harassment. Key components include:

  • Definition of Sexual Harassment: Unwelcome acts or behaviour of a sexual nature, whether physical, verbal, or non-verbal.
  • Internal Complaints Committee (ICC): Establishment of a committee to address complaints.
  • Employee Awareness: Mandatory training and awareness programs.
  • Policy Implementation: Development and dissemination of a POSH policy.

POSH Compliance Checklist

1. Develop a Comprehensive POSH Policy

Action Steps:

  • Clear Definition: Define what constitutes sexual harassment, providing examples for clarity.
  • Scope: Specify that the policy applies to all employees, interns, contractors, and visitors.
  • Reporting Mechanisms: Outline procedures for reporting incidents, ensuring confidentiality and protection against retaliation.
  • Investigation Process: Describe how complaints will be investigated, including timelines and possible outcomes.
  • Disciplinary Actions: Detail the consequences for perpetrators if allegations are proven.
  • Policy Accessibility: Make the policy easily accessible to all employees, possibly in multiple languages.

2. Establish an Internal Complaints Committee (ICC)

Action Steps:

  • Committee Composition: Form an ICC with at least four members, including:
    • A senior woman employee as the Presiding Officer.
    • Two employees committed to women’s rights or familiar with social work/legal knowledge.
    • An external member from an NGO or association committed to the cause of women.
  • Training for ICC Members: Provide training on legal provisions, handling complaints sensitively, and conducting fair investigations.
  • Term of Members: Set terms for ICC members, not exceeding three years.

3. Conduct Regular Employee Training and Awareness Programs

Action Steps:

  • Orientation Sessions: Introduce new employees to the POSH policy during onboarding.
  • Annual Training: Organize comprehensive training sessions annually for all employees.
  • Interactive Methods: Use case studies, role-plays, and discussions to enhance understanding.
  • Inclusive Participation: Encourage participation from all levels, including management, to demonstrate commitment.

4. Display POSH Policy and Awareness Material

Action Steps:

  • Prominent Display: Post the POSH policy and details of the ICC at conspicuous places within the workplace.
  • Educational Materials: Provide brochures, posters, and digital content to reinforce awareness.

5. Establish Clear Reporting and Redressal Mechanisms

Action Steps:

  • Multiple Channels: Offer various ways to report incidents (e.g., email, hotline, in-person).
  • Confidentiality Assurance: Guarantee confidentiality to encourage reporting.
  • Timely Response: Acknowledge complaints promptly and initiate investigations without undue delay.
  • Support Systems: Provide access to counselling and support services for complainants.

6. Conduct Fair and Impartial Investigations

Action Steps:

  • Adherence to Procedures: Follow the investigation process as outlined in the POSH Act.
  • Impartiality: Ensure that ICC members remain unbiased throughout the investigation.
  • Documentation: Keep thorough records of all proceedings while maintaining confidentiality.
  • Communication: Inform both parties of the investigation status and outcomes.

7. Take Appropriate Disciplinary Action

Action Steps:

  • Enforce Consequences: Implement disciplinary actions against perpetrators as per company policy and legal guidelines.
  • Remedies for Complainants: Offer remedies such as relocation, leave, or other support measures if necessary.
  • Non-Retaliation Policy: Protect complainants and witnesses from any form of retaliation.

8. Annual Reporting and Compliance Documentation

Action Steps:

  • Prepare Annual Report: Compile an annual report with details of:
    • Number of complaints received.
    • Number of cases disposed of.
    • Number of cases pending for more than 90 days.
    • Nature of action taken.
  • Submit to Authorities: Submit the annual report to the district officer as required.
  • Maintain Records: Keep records of all POSH-related documents securely for at least three years.

9. Regular Review and Update of POSH Policy

Action Steps:

  • Policy Review: Reassess the POSH policy annually or when significant changes occur within the organization.
  • Incorporate Feedback: Use feedback from employees and ICC findings to improve the policy.
  • Stay Informed: Keep abreast of any legal amendments or updates to the POSH Act.

10. Foster a Respectful Workplace Culture

Action Steps:

  • Leadership Commitment: Ensure top management demonstrates a strong commitment to preventing sexual harassment.
  • Open Communication: Encourage open dialogue about workplace conduct and respect.
  • Zero-Tolerance Policy: Reinforce that harassment of any form will not be tolerated.
  • Employee Engagement: Involve employees in creating initiatives that promote diversity and inclusion.

Additional Considerations

  • Third-Party Harassment: Address scenarios involving clients, vendors, or visitors.
  • Remote Work Policies: Update the POSH policy to reflect remote or hybrid working arrangements.
  • Language Accessibility: Provide training and materials in languages understood by all employees.
  • Data Privacy: Ensure compliance with data protection laws when handling sensitive information.

Conclusion

Implementing POSH compliance is essential for creating a safe and equitable workplace. By following this comprehensive checklist, organizations can fulfil their legal obligations, protect their employees, and cultivate a positive organizational culture.

Frequently Asked Questions (FAQs)

Q1: What is the role of the Internal Complaints Committee (ICC)?

A1: The ICC is responsible for receiving, investigating, and resolving complaints of sexual harassment. It ensures that the process is fair, confidential, and in line with the POSH Act.

Q2: Can men file complaints under the POSH Act?

A2: The POSH Act specifically addresses sexual harassment against women. However, organizations should have policies in place to address harassment complaints from all employees, regardless of gender, to promote a safe workplace.

Q3: What are the penalties for non-compliance with the POSH Act?

A3: Non-compliance can result in fines up to ₹50,000 for the first offense. Subsequent violations may lead to higher penalties and possible cancellation of business licenses.

Q4: How can organizations ensure confidentiality during investigations?

A4: Limit information access to those directly involved in the investigation, store documents securely, and train ICC members on maintaining confidentiality.


Disclaimer: This information is provided for general informational purposes only and should not be construed as legal advice. For specific legal guidance, consult a qualified legal professional.

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